Home / Regulatory & Legal / Terms of Use

Terms of Use & Regulatory Framework

Standard Operating Terms, Electronic Trading Agreement, and Regulatory Disclosures for Domestic & Global Portals.

Last Updated: October 2026 | SEBI Reg. INZ000283937

1. Regulatory Scope & Corporate Standing

Shree Naman Securities & Finance Pvt. Ltd. (SNSF), established in 1995 having its registered corporate office at 210, Shree Naman Plaza, S.V. Road, Kandivali (West), Mumbai 400067, is a registered Stock Broker with SEBI for BSE & NSE (Reg No: INZ000283937), a Depository Participant with CDSL (Reg No: IN-DP-CDSL-365-2006), and a SEBI Registered Research Analyst (License No: INH000029449). Use of this website, Back Office portal, and Apex Global Investing platform signifies binding agreement with these Terms, SEBI Regulations, Exchange Bye-laws, and Rules of the Capital Markets.

2. User Eligibility & Regulatory KYC Mandates

Services are offered strictly to verified Indian Residents, NRIs, and institutional entities who have completed statutory SEBI KYC documentation. KYC is a one-time exercise conducted across intermediaries via KRAs. Demat account nomination is a legally mandatory requirement for all individual accounts to ensure seamless asset transmission.

3. Digital Portal Access (Back Office & Apex Global)

Users maintain absolute responsibility for the confidentiality of digital login credentials. Any transaction executed under an authenticated user ID is legally attributed to the account holder. SNSF strictly warns against the sharing of One-Time Passwords (OTPs), passwords, or multi-factor authentication details with any third party, including employees of the firm.

4. Non-Advisory Nature & Market Risks

Investments in the securities market are subject to market risks. Read all the related documents carefully before investing. Past performance is not indicative of future results. All content provided in the Knowledge Center or via research reports is purely educational and does not constitute individual financial or investment advice.

5. Client Fund Handling & Upstream Accounts

SNSF strictly adheres to SEBI circulars regarding the upstreaming of client funds to clearing corporations. Pay-ins must only be initiated from registered bank accounts map to the trading code. Funds should be remitted to designated upstream accounts at HDFC Bank (Virtual A/C) or Canara Bank. The firm strictly prohibits cash dealings and third-party deposits as per PMLA guidelines.

6. Apex Global Investing & RBI LRS Framework

Global transactions via Apex Global are executed through regulated US broker-dealers and custodians, with accounts eligible for SIPC protection up to $500,000. All outward remittances for international investing are governed by the RBI's Liberalized Remittance Scheme (LRS), FEMA regulations, and applicable Tax Collected at Source (TCS) mandates as per the Income Tax Act.

7. Dispute Resolution, Grievance Escalation & Jurisdiction

For any service queries, clients should follow the institutional escalation path: (1) Customer Care at info@namansec.com, (2) Head of Customer Care, (3) Compliance Officer at grievance@namansec.com / +91 22 49698001, and (4) CEO/MD office. Unresolved grievances can be lodged on the SEBI SCORES portal or the SMART ODR platform. All disputes are subject to the exclusive jurisdiction of the Courts at Mumbai, Maharashtra, India.

1. Regulatory Accreditation

2. User Eligibility & KYC

3. Portal Credentials

4. Market Risk & Research

5. Client Funds Handling

6. Apex Global Investing

7. Grievances & Arbitration