Disclaimer & Statutory Disclosures

Mandatory Capital Market Risk Warnings, Research Disclosures, and Electronic Execution Terms.

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1. Capital Market Risks

2. Research Analyst Disclaimer

3. Prohibition on Assured Returns

4. Electronic Trading

5. Global & Currency Risks

6. Third-Party Links

7. Statutory Particulars

1. Standard Capital Market Risk Warning

Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

Securities trading (Cash, Equity Derivatives, Currency, and Commodities) involves substantial risk of loss. Clients must assess their financial condition and risk appetite before participating in the markets. Shree Naman Securities & Finance Pvt. Ltd. (SNSF) confirms that brokerage charges will not exceed SEBI-prescribed limits.

2. Research Analyst & Non-Advisory Content (SEBI RA Reg No. INH000029449)

SEBI registration, BASL membership, and NISM certification do not guarantee performance or returns. All research reports and content available on www.namansec.com and the Knowledge Center are strictly informational and intended for general use. These do not constitute personalized investment advice or recommendations.

3. Zero Assurance of Guaranteed Returns

SNSF and its staff do not guarantee fixed or periodic returns, nor do we enter into any profit-sharing arrangements. Investors are cautioned against unsolicited tips or unauthorized persons claiming affiliation with SNSF to solicit funds under the guise of high-return schemes.

4. Electronic Execution, Connectivity & Order Routing

Electronic trading involves inherent risks related to internet connectivity, telecommunications, and trading engine stability. SNSF is not liable for losses resulting from hardware failures, network latency, connectivity interruptions, exchange queuing delays, or other technical factors beyond our control.

5. Apex Global & Cross-Border Investment Risks

Investments in Apex Global (International markets) are subject to INR-USD currency fluctuations, foreign economic events, and international tax regulations including TCS. SIPC protection up to $500,000 (including $250,000 for cash) covers the failure of the broker-dealer but does not guard against losses due to market depreciation.

6. Depository Participant & External Platform Links

Depository services operate under CDSL regulations (Reg No: IN-DP-CDSL-365-2006). Links to external platforms like SEBI SCORES, SMART ODR, CDSL EASI, and Stock Exchanges are for compliance and client convenience. SNSF does not control or endorse the content of external domains.

7. Corporate & Statutory Identification

Corporate Entity: Shree Naman Securities and Finance Pvt. Ltd. (CIN: U67120MH1995PTC085043)

Registered Office: 210, Shree Naman Plaza, S.V. Road, Kandivali (West), Mumbai 400067, Maharashtra, India.

Stock Broker: SEBI Reg No. INZ000283937 (BSE Member ID: 6537 | NSE Member ID: 12839)

Depository Participant: CDSL SEBI Reg No. IN-DP-CDSL-365-2006 | CDS Reg No: INE 230808238

Research Analyst License: INH000029449

Compliance Officer: Mrs. Tejal Mehta | Phone: +91 22 49698001 | Email: grievance@namansec.com / info@namansec.com