Responsibilities of the Investor

Review of Documents: Investors should carefully read and understand all documents provided by the stock broker, including the account opening form, terms and conditions, and any other relevant agreements.

Transaction Confirmation: Investors are responsible for verifying the details of each transaction, including trade confirmations, contract notes, and statements of accounts. Any discrepancies should be promptly reported to the stock broker.

Knowledge of Investment: Investors are encouraged to enhance their knowledge of the securities market and seek professional advice when needed. This includes understanding the risks associated with various investment products.

Regular Monitoring: Investors should regularly monitor their investment portfolios and keep track of market updates. This includes reviewing account statements and transaction history.

Prompt Reporting of Changes: Investors are required to promptly inform the stock broker about any changes in their personal information, contact details, or any other relevant information linked to their trading accounts.

Compliance with Exchange Rules: Investors should comply with the rules and regulations of the stock exchanges and other relevant authorities.

Risk Disclosure: Stock brokers are required to ensure that investors are aware of the risks associated with trading and investing in securities. Investors, in turn, should pay attention to these risk disclosures.

No Unauthorized Trading: Investors should not authorize any third party to trade on their behalf without proper authorization. Unauthorized trading may lead to financial losses.

Payment of Margins: Investors are responsible for maintaining the required margins in their trading accounts as per the regulations.

Grievance Redressal: In case of any grievances or disputes, investors should follow the prescribed procedures for lodging complaints with the stock broker and relevant authorities.